Description

Industry: Financial Services, brokerage, corporate finance, capital markets.
Type of Company: Swiss Aktiengesellschaft (AG).
Year of Incorporation 2011.
Approximate age of company 5 years old
Type of shares BEARER SHARES (Bearer shares are highly sought after)

License:
Has existing license/certificate of membership as a financial intermediary from an SRO officially recognized by the Swiss Financial Market Supervisory Authority (FINMA) according to the Anti-Money-Laudering Act (AMLA).

Company Activity (from Swiss Confederation website - Google Translation from German):
The company is responsible for the provision of financial services and the execution of brokerage and commission transactions of all kinds. The company provides services for the development, marketing and distribution of financial and investment products. The company can set up branch offices and subsidiaries in Germany and abroad and participate in other companies at home and abroad. The Company may exercise all commercial, financial and other activities related to the purpose of the Company.

Swiss director/compliance officer: The required Swiss Resident Director/compliance officer is provided and paid in advance for a year.

Custodian Bank: YES, has banking
Website: YES, has website and strong Internet presence
Registered address: Registered address in Obwalden. Rep office address in Zurich.
Ongoing costs: The ongoing monthly costs are only about CHF 1,700.
Closing timeline: 4 weeks
Corporate documents: In good order

Other - Investor relationships:
This firm has an active corporate finance business and presence. The firm has over 1,000 institutional investor contacts who have contacted the firm and requested to be notified when the firm has investment opportunities, and all provided their detailed investment criteria.

OTHER:
The firm is a member in good standing of one of the oldest and largest private Swiss investment clubs (90 year history and more than 1,200 members), with members from the top Swiss institutional investment houses, fund managers, family offices, pension funds, brokerage firms and ultra wealthy individuals.

OTHER:
The firm has a huge Internet presence for corporate finance and capital markets and has a very reputation globally and super online reputation.

Lawsuits: No

Securities regulatory actions against the firm: No

Warranties: The sale is accompanied by reps and warranties from the seller

Posted Oct 21, 2016

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